Compliance Monitoring Manager
3x Compliance  Assurance/Monitoring Officers

Salaries £28,00 to £50,000 

 

THE

BRIEF

1x Compliance Monitoring Manager

3 x Compliance Assurance / Monitoring Officers  

SALARY

​Up to £45k + Car + Benefits 

Up to £27k + Benefits

Every person I have been told “I have to meet” I have offered a role to.

 

HEAD OF COMPLIANCE

THE PROJECT

Due to recent internal expansion, launch of new products and business growth our client (a highly ethical sub-prime lender) was in need of additional resources within the 2nd Line Compliance department. Supporting the Head of Compliance Monitoring, 4 individuals were required with specialist monitoring skills of various experience levels.

 

The company had attempted to recruit this team via a number of traditional advertising methods.

 

However, the roles had not been filled. Several challenges in this niche area needed to be overcome:

 

  • Identification of the correct level of skills and experience required to successfully build a team

  • Sourcing of compliance professionals in the Yorkshire Financial Services market with the required level of technical skill

  • Selling softer benefits of the company as budget constraints were apparent

  • Overcoming the preconception regarding the sector and the business

 

After an initial consultation with Spencer Edwards, the company agreed that in order to effectively recruit this team with the high-quality personnel they needed for such a crucial department, a much more direct approach was needed to complement their existing mainstream sourcing methods.

 

As specialists in the Yorkshire Compliance market, Spencer Edwards were tasked on an exclusive basis to retain full control of this project. It was decided that to ensure the most elite candidates were made aware of these opportunities, a proactive networking and head hunt approach would be taken. The priority was to find a strong Team Leader to support the Head of Compliance Monitoring, followed by 3 officers.

 

Overall budgets, balancing skills and personalities were key considerations throughout this brief.

THE RESULTS

Compliance Monitoring Manager

 

5 candidates shortlisted for 1st interview

3 candidates invited for 2nd interview

2 offers made, 1 offer accepted

 

 

Compliance Monitoring Officer

 

6 candidates shortlisted for interview

5 offers made, 3 offers accepted

CLIENT TESTIMONIAL

“Spencer Edwards placed me in my role, and the helped me to recruit my new team. I worked primarily with James, Whom I’ve found to be professional, enthusiastic and knowledgeable about all matters risk and compliance. During my placement, he was invaluable in his advice, particularly on my CV, but it was the service I received as a recruiting manager that really set him aside from the rest. The level of candidates put forward for interview was really high, and tailored to my request.

 

I really trust James’ opinion on candidates because he meets everyone in person and challenges them on their knowledge and experience, but he is also very honest in explaining the role they are applying for, so there are no surprises in the interview. Every person I have been told “I have to meet” I have offered a role to, I can’t say this for the recruitment consultants I’ve worked with before.”

 

HEAD OF COMPLIANCE

Spencer Edwards is a trading name of Spencer Edwards Associates Ltd.
Registered No. 08470153

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